Directly from the Director Webcast Recording and Presentation Materials - Transaction Files/Broker Relationship Disclosures (September 29, 2020)

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For those who were not able to attend or if you would just like a review, feel free to watch the recording of the webcast by clicking on the button below. We have also attached a copy of the slide deck and the Transaction File Checklist and Retention of Records document for your information and review.

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